Plastics recycling: challenges and opportunities - PMC

30 Sep.,2024

 

Plastics recycling: challenges and opportunities - PMC

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Abstract

Plastics are inexpensive, lightweight and durable materials, which can readily be moulded into a variety of products that find use in a wide range of applications. As a consequence, the production of plastics has increased markedly over the last 60 years. However, current levels of their usage and disposal generate several environmental problems. Around 4 per cent of world oil and gas production, a non-renewable resource, is used as feedstock for plastics and a further 3&#;4% is expended to provide energy for their manufacture. A major portion of plastic produced each year is used to make disposable items of packaging or other short-lived products that are discarded within a year of manufacture. These two observations alone indicate that our current use of plastics is not sustainable. In addition, because of the durability of the polymers involved, substantial quantities of discarded end-of-life plastics are accumulating as debris in landfills and in natural habitats worldwide.

Recycling is one of the most important actions currently available to reduce these impacts and represents one of the most dynamic areas in the plastics industry today. Recycling provides opportunities to reduce oil usage, carbon dioxide emissions and the quantities of waste requiring disposal. Here, we briefly set recycling into context against other waste-reduction strategies, namely reduction in material use through downgauging or product reuse, the use of alternative biodegradable materials and energy recovery as fuel.

While plastics have been recycled since the s, the quantities that are recycled vary geographically, according to plastic type and application. Recycling of packaging materials has seen rapid expansion over the last decades in a number of countries. Advances in technologies and systems for the collection, sorting and reprocessing of recyclable plastics are creating new opportunities for recycling, and with the combined actions of the public, industry and governments it may be possible to divert the majority of plastic waste from landfills to recycling over the next decades.

Keywords:

plastics recycling, plastic packaging, environmental impacts, waste management, chemical recycling, energy recovery

3.&#;Systems for plastic recycling

Plastic materials can be recycled in a variety of ways and the ease of recycling varies among polymer type, package design and product type. For example, rigid containers consisting of a single polymer are simpler and more economic to recycle than multi-layer and multi-component packages.

Thermoplastics, including PET, PE and PP all have high potential to be mechanically recycled. Thermosetting polymers such as unsaturated polyester or epoxy resin cannot be mechanically recycled, except to be potentially re-used as filler materials once they have been size-reduced or pulverized to fine particles or powders (Rebeiz & Craft ). This is because thermoset plastics are permanently cross-linked in manufacture, and therefore cannot be re-melted and re-formed. Recycling of cross-linked rubber from car tyres back to rubber crumb for re-manufacture into other products does occur and this is expected to grow owing to the EU Directive on Landfill of Waste (/31/EC), which bans the landfill of tyres and tyre waste.

A major challenge for producing recycled resins from plastic wastes is that most different plastic types are not compatible with each other because of inherent immiscibility at the molecular level, and differences in processing requirements at a macro-scale. For example, a small amount of PVC contaminant present in a PET recycle stream will degrade the recycled PET resin owing to evolution of hydrochloric acid gas from the PVC at a higher temperature required to melt and reprocess PET. Conversely, PET in a PVC recycle stream will form solid lumps of undispersed crystalline PET, which significantly reduces the value of the recycled material.

Hence, it is often not technically feasible to add recovered plastic to virgin polymer without decreasing at least some quality attributes of the virgin plastic such as colour, clarity or mechanical properties such as impact strength. Most uses of recycled resin either blend the recycled resin with virgin resin&#;often done with polyolefin films for non-critical applications such as refuse bags, and non-pressure-rated irrigation or drainage pipes, or for use in multi-layer applications, where the recycled resin is sandwiched between surface layers of virgin resin.

The ability to substitute recycled plastic for virgin polymer generally depends on the purity of the recovered plastic feed and the property requirements of the plastic product to be made. This has led to current recycling schemes for post-consumer waste that concentrate on the most easily separated packages, such as PET soft-drink and water bottles and HDPE milk bottles, which can be positively identified and sorted out of a co-mingled waste stream. Conversely, there is limited recycling of multi-layer/multi-component articles because these result in contamination between polymer types. Post-consumer recycling therefore comprises of several key steps: collection, sorting, cleaning, size reduction and separation, and/or compatibilization to reduce contamination by incompatible polymers.

(a) Collection

Collection of plastic wastes can be done by &#;bring-schemes&#; or through kerbside collection. Bring-schemes tend to result in low collection rates in the absence of either highly committed public behaviour or deposit-refund schemes that impose a direct economic incentive to participate. Hence, the general trend is for collection of recyclable materials through kerbside collection alongside MSW. To maximize the cost efficiency of these programmes, most kerbside collections are of co-mingled recyclables (paper/board, glass, aluminium, steel and plastic containers). While kerbside collection schemes have been very successful at recovering plastic bottle packaging from homes, in terms of the overall consumption typically only 30&#;40% of post-consumer plastic bottles are recovered, as a lot of this sort of packaging comes from food and beverage consumed away from home. For this reason, it is important to develop effective &#;on-the-go&#; and &#;office recycling&#; collection schemes if overall collection rates for plastic packaging are to increase.

(b) Sorting

Sorting of co-mingled rigid recyclables occurs by both automatic and manual methods. Automated pre-sorting is usually sufficient to result in a plastics stream separate from glass, metals and paper (other than when attached, e.g. as labels and closures). Generally, clear PET and unpigmented HDPE milk bottles are positively identified and separated out of the stream. Automatic sorting of containers is now widely used by material recovery facility operators and also by many plastic recycling facilities. These systems generally use Fourier-transform near-infrared (FT-NIR) spectroscopy for polymer type analysis and also use optical colour recognition camera systems to sort the streams into clear and coloured fractions. Optical sorters can be used to differentiate between clear, light blue, dark blue, green and other coloured PET containers. Sorting performance can be maximized using multiple detectors, and sorting in series. Other sorting technologies include X-ray detection, which is used for separation of PVC containers, which are 59 per cent chlorine by weight and so can be easily distinguished (Arvanitoyannis & Bosnea ; Fisher ).

Most local authorities or material recovery facilities do not actively collect post-consumer flexible packaging as there are current deficiencies in the equipment that can easily separate flexibles. Many plastic recycling facilities use trommels and density-based air-classification systems to remove small amounts of flexibles such as some films and labels. There are, however, developments in this area and new technologies such as ballistic separators, sophisticated hydrocyclones and air-classifiers that will increase the ability to recover post-consumer flexible packaging (Fisher ).

(c) Size reduction and cleaning

Rigid plastics are typically ground into flakes and cleaned to remove food residues, pulp fibres and adhesives. The latest generation of wash plants use only 2&#;3 m3 of water per tonne of material, about one-half of that of previous equipment. Innovative technologies for the removal of organics and surface contaminants from flakes include &#;dry-cleaning&#;, which cleans surfaces through friction without using water.

(d) Further separation

After size reduction, a range of separation techniques can be applied. Sink/float separation in water can effectively separate polyolefins (PP, HDPE, L/LLDPE) from PVC, PET and PS. Use of different media can allow separation of PS from PET, but PVC cannot be removed from PET in this manner as their density ranges overlap. Other separation techniques such as air elutriation can also be used for removing low-density films from denser ground plastics (Chandra & Roy ), e.g. in removing labels from PET flakes.

Technologies for reducing PVC contaminants in PET flake include froth flotation (Drelich et al. ; Marques & Tenorio )[JH1], FT-NIR or Raman emission spectroscopic detectors to enable flake ejection and using differing electrostatic properties (Park et al. ). For PET flake, thermal kilns can be used to selectively degrade minor amounts of PVC impurities, as PVC turns black on heating, enabling colour-sorting.

Various methods exist for flake-sorting, but traditional PET-sorting systems are predominantly restricted to separating; (i) coloured flakes from clear PET flakes and (ii) materials with different physical properties such as density from PET. New approaches such as laser-sorting systems can be used to remove other impurities such as silicones and nylon.

&#;Laser-sorting&#; uses emission spectroscopy to differentiate polymer types. These systems are likely to significantly improve the ability to separate complex mixtures as they can perform up to 860 000 spectra s&#;1 and can scan each individual flake. They have the advantage that they can be used to sort different plastics that are black&#;a problem with traditional automatic systems. The application of laser-sorting systems is likely to increase separation of WEEE and automotive plastics. These systems also have the capability to separate polymer by type or grade and can also separate polyolefinic materials such as PP from HDPE. However, this is still a very novel approach and currently is only used in a small number of European recycling facilities.

(e) Current advances in plastic recycling

Innovations in recycling technologies over the last decade include increasingly reliable detectors and sophisticated decision and recognition software that collectively increase the accuracy and productivity of automatic sorting&#;for example current FT-NIR detectors can operate for up to h between faults in the detectors.

Another area of innovation has been in finding higher value applications for recycled polymers in closed-loop processes, which can directly replace virgin polymer (see ). As an example, in the UK, since most PET sheet for thermoforming contains 50&#;70% recycled PET (rPET) through use of A/B/A layer sheet where the outer layers (A) are food-contact-approved virgin resin, and the inner layer (B) is rPET. Food-grade rPET is also now widely available in the market for direct food contact because of the development of &#;super-clean&#; grades. These only have slight deterioration in clarity from virgin PET, and are being used at 30&#;50% replacement of virgin PET in many applications and at 100 per cent of the material in some bottles.

Table 3.

LCI data cradle-to-gate (EU data)polymerenergy (GJ tonne&#;1)water (kL tonne&#;1)CO2-ea (t tonne&#;1)Usageb (ktonne)closed-loop recyclingeffectiveness in current recycling processesPET82..yeshigh with clear PET from bottles
coloured PET is mostly used for fibre
additional issues with CPET trays, PET-GHDPE76..somehigh with natural HDPE bottles, but more complex for opaque bottles and trays because of wide variety of grades and colour and mixtures with LDPE and PPPVC56..somepoor recovery because of cross-contamination with PET
PVC packages and labels present a major issue with PET bottle and mixed plastics recyclingLDPE78..somepoor recovery rates, mostly as mixed polyolefins that can have sufficient properties for some applications. Most post-consumer flexible packaging not recoveredPP73..in theorynot widely recycled yet from post-consumer, but has potential. Needs action on sorting and separation, plus development of further outlets for recycled PPPS87..in theorypoor, extremely difficult to cost-effectively separate from co-mingled collection, separate collection of industrial packaging and EPS foam can be effectiverecycled plastics&#;8&#;55typical 3.5ctypical 1.someconsiderable variability in energy, water and emissions from recycling processes as it is a developing industry and affected by efficiency of collection, process type and product mix, etc.Open in a separate window

A number of European countries including Germany, Austria, Norway, Italy and Spain are already collecting, in addition to their bottle streams, rigid packaging such as trays, tubs and pots as well as limited amounts of post-consumer flexible packaging such as films and wrappers. Recycling of this non-bottle packaging has become possible because of improvements in sorting and washing technologies and emerging markets for the recyclates. In the UK, the Waste Resource Action Programme (WRAP) has run an initial study of mixed plastics recycling and is now taking this to full-scale validation (WRAP b). The potential benefits of mixed plastics recycling in terms of resource efficiency, diversion from landfill and emission savings, are very high when one considers the fact that in the UK it is estimated that there is over one million tonne per annum of non-bottle plastic packaging (WRAP a) in comparison with 525 000 tonnes of plastic bottle waste (WRAP ).

4.&#;Ecological case for recycling

Life-cycle analysis can be a useful tool for assessing the potential benefits of recycling programmes. If recycled plastics are used to produce goods that would otherwise have been made from new (virgin) polymer, this will directly reduce oil usage and emissions of greenhouse gases associated with the production of the virgin polymer (less the emissions owing to the recycling activities themselves). However, if plastics are recycled into products that were previously made from other materials such as wood or concrete, then savings in requirements for polymer production will not be realized (Fletcher & Mackay ). There may be other environmental costs or benefits of any such alternative material usage, but these are a distraction to our discussion of the benefits of recycling and would need to be considered on a case-by-case basis. Here, we will primarily consider recycling of plastics into products that would otherwise have been produced from virgin polymer.

Feedstock (chemical) recycling technologies satisfy the general principle of material recovery, but are more costly than mechanical recycling, and less energetically favourable as the polymer has to be depolymerized and then re-polymerized. Historically, this has required very significant subsidies because of the low price of petrochemicals in contrast to the high process and plant costs to chemically recycle polymers.

Energy recovery from waste plastics (by transformation to fuel or by direct combustion for electricity generation, use in cement kilns and blast furnaces, etc.) can be used to reduce landfill volumes, but does not reduce the demand for fossil fuels (as the waste plastic was made from petrochemicals; Garforth et al. ). There are also environmental and health concerns associated with their emissions.

One of the key benefits of recycling plastics is to reduce the requirement for plastics production. provides data on some environmental impacts from production of virgin commodity plastics (up to the &#;factory gate&#;), and summarizes the ability of these resins to be recycled from post-consumer waste. In terms of energy use, recycling has been shown to save more energy than that produced by energy recovery even when including the energy used to collect, transport and re-process the plastic (Morris ). Life-cycle analyses has also been used for plastic-recycling systems to evaluate the net environmental impacts (Arena et al. ; Perugini et al. ) and these find greater positive environmental benefits for mechanical recycling over landfill and incineration with energy recovery.

It has been estimated that PET bottle recycling gives a net benefit in greenhouse gas emissions of 1.5 tonnes of CO2-e per tonne of recycled PET (Department of Environment and Conservation (NSW) ) as well as reduction in landfill and net energy consumption. An average net reduction of 1.45 tonnes of CO2-e per tonne of recycled plastic has been estimated as a useful guideline to policy (ACRR ), one basis for this value appears to have been a German life-cycle analysis (LCA) study (Patel et al. ), which also found that most of the net energy and emission benefits arise from the substitution of virgin polymer production. A recent LCA specifically for PET bottle manufacture calculated that use of 100 per cent recycled PET instead of 100 per cent virgin PET would reduce the full life-cycle emissions from 446 to 327 g CO2 per bottle, resulting in a 27 per cent relative reduction in emissions (WRAP e).

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Mixed plastics, the least favourable source of recycled polymer could still provide a net benefit of the vicinity of 0.5 tonnes of CO2-e per tonne of recycled product (WRAP c). The higher eco-efficiency for bottle recycling is because of both the more efficient process for recycling bottles as opposed to mixed plastics and the particularly high emissions profile of virgin PET production. However, the mixed plastics recycling scenario still has a positive net benefit, which was considered superior to the other options studied, of both landfills and energy recovery as solid refuse fuel, so long as there is substitution of virgin polymer.

5.&#;Public support for recycling

There is increasing public awareness on the need for sustainable production and consumption. This has encouraged local authorities to organize collection of recyclables, encouraged some manufacturers to develop products with recycled content, and other businesses to supply this public demand. Marketing studies of consumer preferences indicate that there is a significant, but not overwhelming proportion of people who value environmental values in their purchasing patterns. For such customers, confirmation of recycled content and suitability for recycling of the packaging can be a positive attribute, while exaggerated claims for recyclability (where the recyclability is potential, rather than actual) can reduce consumer confidence. It has been noted that participating in recycling schemes is an environmental behaviour that has wide participation among the general population and was 57 per cent in the UK in a survey (WRAP d), and 80 per cent in an Australian survey where kerbside collection had been in place for longer (NEPC ).

Some governments use policy to encourage post-consumer recycling, such as the EU Directive on packaging and packaging waste (94/62/EC). This subsequently led Germany to set-up legislation for extended producer responsibility that resulted in the die Grüne Punkt (Green Dot) scheme to implement recovery and recycling of packaging. In the UK, producer responsibility was enacted through a scheme for generating and trading packaging recovery notes, plus more recently a landfill levy to fund a range of waste reduction activities. As a consequence of all the above trends, the market value of recycled polymer and hence the viability of recycling have increased markedly over the last few years.

Extended producer responsibility can also be enacted through deposit-refund schemes, covering for example, beverage containers, batteries and vehicle tyres. These schemes can be effective in boosting collection rates, for example one state of Australia has a container deposit scheme (that includes PET soft-drink bottles), as well as kerbside collection schemes. Here the collection rate of PET bottles was 74 per cent of sales, compared with 36 per cent of sales in other states with kerbside collection only. The proportion of bottles in litter was reduced as well compared to other states (West ).

6.&#;Economic issues relating to recycling

Two key economic drivers influence the viability of thermoplastics recycling. These are the price of the recycled polymer compared with virgin polymer and the cost of recycling compared with alternative forms of acceptable disposal. There are additional issues associated with variations in the quantity and quality of supply compared with virgin plastics. Lack of information about the availability of recycled plastics, its quality and suitability for specific applications, can also act as a disincentive to use recycled material.

Historically, the primary methods of waste disposal have been by landfill or incineration. Costs of landfill vary considerably among regions according to the underlying geology and land-use patterns and can influence the viability of recycling as an alternative disposal route. In Japan, for example, the excavation that is necessary for landfill is expensive because of the hard nature of the underlying volcanic bedrock; while in the Netherlands it is costly because of permeability from the sea. High disposal costs are an economic incentive towards either recycling or energy recovery.

Collection of used plastics from households is more economical in suburbs where the population density is sufficiently high to achieve economies of scale. The most efficient collection scheme can vary with locality, type of dwellings (houses or large multi-apartment buildings) and the type of sorting facilities available. In rural areas &#;bring schemes&#; where the public deliver their own waste for recycling, for example when they visit a nearby town, are considered more cost-effective than kerbside collection. Many local authorities and some supermarkets in the UK operate &#;bring banks&#;, or even reverse-vending machines. These latter methods can be a good source of relatively pure recyclables, but are ineffective in providing high collection rates of post-consumer waste. In the UK, dramatic increases in collection of the plastic bottle waste stream was only apparent after the relatively recent implementation of kerbside recycling ( ).

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The price of virgin plastic is influenced by the price of oil, which is the principle feedstock for plastic production. As the quality of recovered plastic is typically lower than that of virgin plastics, the price of virgin plastic sets the ceiling for prices of recovered plastic. The price of oil has increased significantly in the last few years, from a range of around USD 25 per barrel to a price band between USD 50&#;150 since . Hence, although higher oil prices also increase the cost of collection and reprocessing to some extent, recycling has become relatively more financially attractive.

Technological advances in recycling can improve the economics in two main ways&#;by decreasing the cost of recycling (productivity/efficiency improvements) and by closing the gap between the value of recycled resin and virgin resin. The latter point is particularly enhanced by technologies for turning recovered plastic into food grade polymer by removing contamination&#;supporting closed-loop recycling. This technology has been proven for rPET from clear bottles (WRAP b), and more recently rHDPE from milk bottles (WRAP ).

So, while over a decade ago recycling of plastics without subsidies was mostly only viable from post-industrial waste, or in locations where the cost of alternative forms of disposal were high, it is increasingly now viable on a much broader geographic scale, and for post-consumer waste.

7.&#;Current trends in plastic recycling

In western Europe, plastic waste generation is growing at approximately 3 per cent per annum, roughly in line with long-term economic growth, whereas the amount of mechanical recycling increased strongly at a rate of approximately 7 per cent per annum. In , however, this still amounted to only 14.8 per cent of the waste plastic generated (from all sources). Together with feedstock recycling (1.7 per cent) and energy recovery (22.5 per cent), this amounted to a total recovery rate of approximately 39 per cent from the 21.1 million tonnes of plastic waste generated in ( ). This trend for both rates of mechanical recycling and energy recovery to increase is continuing, although so is the trend for increasing waste generation.

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8.&#;Challenges and opportunities for improving plastic recycling

Effective recycling of mixed plastics waste is the next major challenge for the plastics recycling sector. The advantage is the ability to recycle a larger proportion of the plastic waste stream by expanding post-consumer collection of plastic packaging to cover a wider variety of materials and pack types. Product design for recycling has strong potential to assist in such recycling efforts. A study carried out in the UK found that the amount of packaging in a regular shopping basket that, even if collected, cannot be effectively recycled, ranged from 21 to 40% (Local Government Association (UK) ). Hence, wider implementation of policies to promote the use of environmental design principles by industry could have a large impact on recycling performance, increasing the proportion of packaging that can economically be collected and diverted from landfill (see Shaxson et al. ). The same logic applies to durable consumer goods designing for disassembly, recycling and specifications for use of recycled resins are key actions to increase recycling.

Most post-consumer collection schemes are for rigid packaging as flexible packaging tends to be problematic during the collection and sorting stages. Most current material recovery facilities have difficulty handling flexible plastic packaging because of the different handling characteristics of rigid packaging. The low weight-to-volume ratio of films and plastic bags also makes it less economically viable to invest in the necessary collection and sorting facilities. However, plastic films are currently recycled from sources including secondary packaging such as shrink-wrap of pallets and boxes and some agricultural films, so this is feasible under the right conditions. Approaches to increasing the recycling of films and flexible packaging could include separate collection, or investment in extra sorting and processing facilities at recovery facilities for handling mixed plastic wastes. In order to have successful recycling of mixed plastics, high-performance sorting of the input materials needs to be performed to ensure that plastic types are separated to high levels of purity; there is, however, a need for the further development of endmarkets for each polymer recyclate stream.

The effectiveness of post-consumer packaging recycling could be dramatically increased if the diversity of materials were to be rationalized to a subset of current usage. For example, if rigid plastic containers ranging from bottles, jars to trays were all PET, HDPE and PP, without clear PVC or PS, which are problematic to sort from co-mingled recyclables, then all rigid plastic packaging could be collected and sorted to make recycled resins with minimal cross-contamination. The losses of rejected material and the value of the recycled resins would be enhanced. In addition, labels and adhesive materials should be selected to maximize recycling performance. Improvements in sorting/separation within recycling plants give further potential for both higher recycling volumes, and better eco-efficiency by decreasing waste fractions, energy and water use (see §3). The goals should be to maximize both the volume and quality of recycled resins.

9.&#;Conclusions

In summary, recycling is one strategy for end-of-life waste management of plastic products. It makes increasing sense economically as well as environmentally and recent trends demonstrate a substantial increase in the rate of recovery and recycling of plastic wastes. These trends are likely to continue, but some significant challenges still exist from both technological factors and from economic or social behaviour issues relating to the collection of recyclable wastes, and substitution for virgin material.

Recycling of a wider range of post-consumer plastic packaging, together with waste plastics from consumer goods and ELVs will further enable improvement in recovery rates of plastic waste and diversion from landfills. Coupled with efforts to increase the use and specification of recycled grades as replacement of virgin plastic, recycling of waste plastics is an effective way to improve the environmental performance of the polymer industry.

Footnotes

One contribution of 15 to a Theme Issue &#;Plastics, the environment and human health&#;.

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